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MiFID II transaction reporting mandates financial firms in the European Union to report details of their financial instrument transactions. This aims to increase transparency, detect market abuse, enhance investor protection, and improve market surveillance. Reported data includes instrument details, parties involved, execution venues, and timestamps. Compliance is crucial for maintaining regulatory standards and avoiding penalties.
CFTC SWAP reporting mandates that participants in the United States report swap transactions to the Commodity Futures Trading Commission (CFTC). Reporting...
Posted by reg-x - Mifid-ii-transaction-reporting on 05/30/2024
63/66 Hatton Garden, Fifth Floor, Suite 23 London EC1N8LE
EMIR trade reporting is the mandatory requirement for parties in the EU involved in derivative transactions to report transaction details to authorized trade repositories....
Posted by reg-x - Mifid-ii-transaction-reporting on 08/25/2023
23, 63/66 Hatton Garden, Fifth Floor, London EC1N 8LE, United Kingdom